Do meta-research conclusions soften between preprint and journal?

protocol
oa
peerrev
Whether peer review blunts criticism of the literature. Preprint linkage probe computed; the answer constrains the design.
Published

September 16, 2026

ImportantBlocked by review on 2026-09-19. Do not run this.

Both reviewers returned unsound and the adjudicated verdict is blocked. The review is at reviews/P06. The findings have not yet been acted on; the text below is the document as it was submitted, including its own status line, which is superseded by this one.

ImportantStatus: reduced protocol, by the decision rule this document wrote before the number was known.

Both linkage probes have run. 66 of 1790 tier A records and 75 of 7572 frame records have a preprint version: 141 pairs, a rate of 3.7 and 1.0 percent respectively.

Section 4 stated, before either number was known, that 200 or more pairs makes this a full protocol, 80 to 200 makes it a reduced one with a single binary outcome and no subgroup analyses, and under 80 makes it an agenda item. 141 falls in the middle band, so the reduced form is what this document now specifies. The rule is applied as written rather than renegotiated, which is the only thing that made writing it in advance worth doing.

Restricting to biomedical preprint servers, excluding arXiv and SSRN, leaves 108 pairs, which is still inside the 80 to 200 band. The biomedical restriction is therefore the primary analysis, not a subgroup, because this project is about biomedical meta-research and a result carried by arXiv preprints would not be about that.

A first draft of this section asserted that 108 was “below the 80 the rule requires” and used that to justify keeping arXiv in the primary analysis. 108 is not below 80. The claim contradicted the number printed two sentences above it, and it is recorded here rather than silently corrected because it is the third time in this project that a sentence reasoning about a computed value came out backwards.

1. The question

Meta-research criticizes the literature, and peer reviewers are drawn from the literature being criticized. If review systematically blunts that criticism, the published record understates what the field found, and the preprint is the only place the original claim survives.

This is measurable because meta-research increasingly appears as a preprint first, and both versions persist.

2. Hypothesis

The conclusion of a meta-research article is less critical of the practice it studied in the published version than in the preprint.

Primary null. Conclusion direction does not change between versions.

What would falsify the hypothesis. No net shift, or a shift toward more criticism. Either is publishable and the second would be the more interesting.

3. Design

Paired before-and-after comparison within article. Each article is its own control, which removes the between-article confounding that every other design here has to manage.

4. Sample

Meta-research articles with both a preprint and a published version, identified from OpenAlex locations where a source is a named preprint server.

frame resolved in OpenAlex with a preprint rate
tier A 1790 66 3.7 percent
tier B frame 7572 75 1.0 percent
combined 141

Servers, tier A: [['osf preprints (osf preprints)', 31], ['arxiv (cornell university)', 24], ['medrxiv', 4], ['research square', 3], ['biorxiv (cold spring harbor laboratory)', 3], ['metarxiv (osf preprints)', 2], ['psyarxiv (osf preprints)', 1], ['zenodo (cern european organization for nuclear research)', 1]]

Servers, frame: [['osf preprints (osf preprints)', 19], ['zenodo (cern european organization for nuclear research)', 17], ['medrxiv', 16], ['arxiv (cornell university)', 10], ['research square', 6], ['biorxiv (cold spring harbor laboratory)', 5], ['ssrn electronic journal', 3]]

arXiv and SSRN contribute 33 of the 141 pairs and are mostly science-of-science rather than biomedical meta-research. Excluding them leaves 108, still within the 80 to 200 band, so the primary analysis is restricted to biomedical preprint servers and the full 141 pairs are reported as a preregistered secondary. Neither is a subgroup fished for after the fact: both counts were known before either analysis was specified, and both are published.

The decision rule, written before either probe returned

  • 200 or more pairs: full protocol, five-point ordinal outcome, subgroup analyses.
  • 80 to 200: reduced protocol, single binary outcome, no subgroups.
  • Below 80: agenda item, like P04.

Observed: 141. The reduced form applies.

5. Exposure and outcome

There is no exposure; the contrast is version. The outcome is the direction and strength of the concluding claim, extracted from the abstract conclusion and the discussion of each version and scored on a five-point scale from strongly critical to endorsing.

Scoring is by the same gated procedure as P03: the author labels a reference sample, two models label it blind, and the study does not proceed unless a model reaches kappa 0.70 against the author.

The scorer must be blind to version. The two texts are presented in random order with dates, venue and version labels stripped, because a scorer who knows which text is the preprint knows which direction the hypothesis predicts.

6. Analysis, in the reduced form

The five-point ordinal outcome is not used. At 141 pairs it would spread the sample across five levels and two directions. The outcome is binary: did the concluding claim become less critical, yes or no, with unchanged pairs retained as “no”.

# McNemar on the paired binary shift. No covariates, no subgroups: at this sample
# size every added term is a term the data cannot support.
mcnemar.test(table(d$preprint_critical, d$published_critical))

Reported alongside: the raw 2x2 table, an exact binomial test on the discordant pairs, and the count of pairs by preprint server so a reader can see the arXiv concentration for themselves.

Had the probes returned 200 or more pairs, section 6 would have specified clmm(score ~ version + (1 | article)) on the ordinal score. It did not, so it does not.

7. Threats, and what happened to each

threat what was done removed or disclosed
Scorer knows which version is which Version-blinded presentation, randomized order, stripped metadata Removed
Between-article confounding Paired design; each article is its own control Removed
Articles that post preprints are unusual They are, and the result generalizes only to them Disclosed
Peer review is not the only difference Authors revise for many reasons; the design attributes nothing to review specifically Disclosed
Preprint linkage via OpenAlex is incomplete Measured, not assumed: 3.7 percent in tier A. A missed pair is a missing observation, not a biased one, unless linkage failure correlates with revision Disclosed
arXiv dominates the tier A pairs Would make the result about science-of-science rather than biomedical meta-research; restricted in the primary analysis Disclosed

8. Probes

probe computes goes to what would change the design status
PA preprint linkage rate in tier A 4 below about 100 pairs the tier A frame alone is unusable done: 66 of 1790
PB the same for the tier B frame 4 decides protocol, reduced protocol, or agenda item, by the rule in section 4 done: 75 of 7572, giving 141 pairs, the reduced form
PC how many pairs have both full texts retrievable 5 a pair whose preprint text cannot be fetched cannot be scored outstanding, depends on PB
PD scorer agreement against the author’s labels 5 below kappa 0.70 stops the study outstanding, needs the author

Deviations

Recorded on the result page: what changed, when, why, and the estimate before and after where that can be computed. A deviation is not a failure; concealing one is.

What this cannot show

  • It cannot attribute a change to peer review rather than to time, new data, or an author’s own second thoughts.
  • It cannot see criticism removed before the preprint was posted, which is the censorship most likely to matter and is invisible to every design.